default namespace = "http://ws.slacal.org/schema/item_type_any/2007/10/15" ## ## This is the schema for a single item of any kind ## item_type_any = element item_type_any { ## Each item within a batch must be uniquely numbered ## (preferably sequential positive integers starting at 1). ## The item number in the XML batch must match the item number ## specified when uploading the corresponding document images. ## For premium bearing items the item number must match the ## item number given in the batch cover sheet element Item_Number { xsd:integer }, ## ItemType specifies the type of the item as ## N - New Policy ## R - Renewal ## X - Extension Endorsement ## C - Cancellation ## A - Audit Endorsement ## E - Endorsement ## O - Offset / Adjustment ## The single character abbreviation is preferred element Item_Type { text }?, ## For New and Renewal: is this a master policy ? element Item_is_Master_Policy { empty }?, ## For New and Renewal of Policies enter the policy number ## of this item (Do not enter Binder numbers!). ## For Endorsements enter the number of the policy effected element Policy_Number { text }?, ## For Renewals: previous policy number element Previous_Policy_Number { text }?, ## For Endorsements enter the endorsement number element Endorsement_Number { text }?, ## If the submitted item is a Binder please enter the binder ## number here. If the actual policy number is also known enter ## it in the PolicyNumber field above. element Binder_Number { text }?, ## For New, Renewal and eXtension endorsements: effective date element Policy_Effective_Date { text }?, ## Specify 'Good Till Cancelled' if this policy is open ended ## and does not have an expiration date. Note that even without ## an explicit renewal policy that SL-1/SL-2 Forms are still ## need to be filed every year for such a policy. element Policy_is_Good_Till_Cancelled { empty }?, ## For New, Renewal and eXtension endorsements: expiration date element Policy_Expiration_Date { text }?, ## For Cancellations: cancellation date element Cancellation_Date { text }?, ## For Endorsements other then extension endorsements please ## enter the endorsement effective date element Endorsement_Effective_Date { text }?, ## For Binders: binder effective date element Binder_Effective_Date { text }?, ## For Binders: binder expiration date element Binder_Expiration_Date { text }?, ## Certificates providing the same coverage with the same ## insurer can be entered as a single item in a batch element Certificates { ## Master Policy Number element Master_Policy_Number { text }?, ## Master Policy Effective Date element Master_Policy_Effective_Date { text }?, ## Details for each Certificate element Certificate { ## Certificate Number element Certificate_Number { text }?, ## Certificate Insured Name element Certificate_Insured_Name { text }?, ## Certificate Insured Address element Certificate_Insured_Address { address }?, ## Certificate effective date element Certificate_Effective_Date { text }?, ## Certificate expiration date element Certificate_Expiration_Date { text }?, ## Certificate Premium element Certificate_Premium { xsd:decimal }? }+, ## Sum of all Certificate Premiums element Total_Certificate_Premium { xsd:decimal }? }?, ## InvoiceDate as defined by California Insurance Code ## Section 1774(c). See also SLA Bulletin 1061 element Invoice_Date { text }?, ## Insured Name is a list of all insureds under this policy ## Please list any primary insured first ## If the insured is a business list registered name and ## any known DBA names. If the insured is an individual ## the preferred format is lastname, firstname [middlename]. element Insured_Name { text }*, ## Insured Address is address of the primary insured given ## on the policy or endorsement. However if provided, a list ## of addresses can be entered here. element Insured_Address { address }*, ## For statistical purposes please help to classify the ## insured by specifying either the SIC (Standard Industrial ## Classification) or NAICS (North American Industry ## Classification System) code that is most relevant. ## In 1997 the NAICS replaced the SIC as the official standard ## for the U.S. Census Bureau (SIC was last updated in 1987). ## The SIC codes however are still in common use and for the ## statistics compiled by the SLA either code is fine. ( ## SIC Code: 4 digit classification of businesses. ## The SLA uses the following 4 non-standard codes ## to classify insured individuals: ## 0300 - Personal Belongings ## 0400 - Private Homeowners ## 0500 - Private Auto ## 0600 - Personal - All Others element SIC_Code { text }| ## NAICS Code: 6 digit classification element NAICS_Code { text } )?, ## LateFilingExplanation is an option that allows to explain ## the reason why the this item was not filed on time element Late_Filing_Explanation { text }*, ## If this item is filed on behalf of someone else please ## identify that Broker or Brokerage. See SLA Bulletin 1123 element Courtesy_Filing_For { text }?, ## BrokerItemNotes is an option that allows a Broker to ## provide information to the SLA Analyst related to this Item element Broker_Item_Notes { text }*, ## List all Coverages on the policy if they are listed with ## individual premium amounts. If only a combined premium ## amount is shown list the coverage with the appropriate ## combination coverage code. element Coverage { ## Coverage Description element Coverage_Description { text }?, ## Coverage Code (Closest match to SLA published list) element Coverage_Code { xsd:integer }?, ## Insurance Company or Layering of Insurance Companies ( Insurance_Company | Layering_Group )?, ## Coverage Premium ## This should be the insurance premium for this ## coverage exlusive of fees. For multistate policies ## only enter the amount allocated to California and ## also fill in the multistate details. element Coverage_Premium { xsd:decimal }? }*, ## Total Coverage Premium is the sum of Coverage_Premium element Total_Coverage_Premium { xsd:decimal }?, ## Fees element Fee { ## Fee Description element Fee_Description { text }?, ## Fee Amount element Fee_Amount { xsd:decimal }?, ## Fee Included in State Tax and Stamping Fee ## calculations ? See SLA Bulletin 997 element Fee_Included_In_Total_Item_Premium { empty } }*, ## Total Item Premium includes the sum of all Coverage Premiums ## as well as those Fees that are included in the calculation ## of the California Surplus Line Tax and Stamping Fee. element Total_Item_Premium { xsd:decimal }?, ## For policies that cover risks in multiple states or ## countries please provide the following details element Multistate_Details { ## Method of allocation used CIC 1775.5 element Multistate_Allocation_Method { text }?, ## One entry for each state covered ## For coverage outside of US name the country or ## combine into a single entry named 'other' ## Either State_Premium or State_Percent is sufficient ## but it should be the same for all entries. element State { ## 2 letter abbreviation for US State ## otherwise name of Country or 'other' element State_Name { text }?, ( ## Premium for this state element State_Premium { xsd:decimal }?| ## Percentage for this state element State_Percent { xsd:decimal }? ) }*, ## Total_Premium_all_States element Total_Premium_all_States { xsd:decimal }? }?, ## New Policies, Renewals and Extension Endorsements (unless ## exempt under CIC 1763(g)) need to include a Confidential ## Report (SL-1 Form). element SL1Form { sl1form }?, ## New Policies, Renewals and Extension Endorsements (unless ## exempt under CIC 1763(g)) need to include a Diligent Search ## Report (SL-2 Form) unless the covered risk is on the export ## list CIC 1763.1(a). element SL2Form { sl2form }? } Insurance_Company = element Insurance_Company { element Company_Name { text }?, element NAIC_Number { text }? } Layering_Group = element Layering_Group { element Group_Description { text }?, element Group_Member { ( Layering_Group | Insurance_Company ), element Percentage { xsd:decimal } }* } include "sl1.rnc" include "sl2.rnc"